Learning Module 1 of Ethical and Professional Standards 15–20% of the exam
Ethics and Trust in the Investment Profession
5 lessons. About 0 minutes in cram mode, 0 minutes in full.
Lessons for this module are being written. The outcomes and lesson plan below are final.
Lessons
- 1 Ethics
Coming soon
- 2 Ethics and Professionalism
Coming soon
- 3 Challenges to Ethical Conduct
Coming soon
- 4 Ethical vs. Legal Standards
Coming soon
- 5 Ethical Decision-Making Frameworks
Coming soon
What the exam expects you to do
- Explain ethics.
- Describe the role of a code of ethics in defining a profession.
- Describe professions and how they establish trust.
- Describe the need for high ethical standards in investment management.
- Explain professionalism in investment management.
- Identify challenges to ethical behavior compare and contrast ethical standards with legal standards.
- Describe a framework for ethical decision making.